Dec. 07, 2015 Comments on the Consultative Report: Correspondent Banking, issued by the Committee on Payments and Market Infrastructures of the Bank of International Settlements (PDF)
Nov. 27, 2015 Comments on the Draft Guideline: Margin Requirements for non-centrally cleared derivatives issued by the Office of the Superintendent of Financial Institutions Canada (PDF)
Nov. 25, 2015 Comments on the International Accounting Standards Board’s Exposure Draft “Conceptual Framework for Financial Reporting” (PDF)
Nov. 16, 2015 Comments on Proposal To Amend the Definition of “Material Terms’’ for Purposes of Swap Portfolio Reconciliation, ssued by the Commodity Futures Trading Commission (PDF)
Nov. 16, 2015 Comments on “Consultation document on including data on branches in the Global LEI System” (PDF)
Oct. 30, 2015 Comments on the Proposed Rules: Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps, issued by the Commodity Futures Trading Commission (PDF)
Oct. 30, 2015 Comments on the Consultation Paper: Policy Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives issued by the Monetary Authority of Singapore (PDF)
Oct. 26, 2015 Disclosure of Information on the Foreign Exchange Yen Clearing System under the FMI Principles
Oct. 21, 2015 Comments on the Consultative Document “General guide to account opening”(PDF)
Oct. 19, 2015 Comments on “Consultation document on collecting data on direct and ultimate parents of legal entities in the Global LEI System”(PDF)
Oct. 16, 2015 Comments on the Second Position Paper on the Evolution of ICE LIBOR (PDF)
Oct. 09, 2015 Comments on the Consultative Report: Harmonisation of Key OTC Derivatives Data Elements (Other than UTI and UPI) – First Batch, issued by the Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions (PDF)
Oct. 01, 2015 Comment on Review of the Credit Valuation Adjustment Risk Framework issued by the Basel Committee on Banking Supervision (PDF)
Sep. 30, 2015 Comments on the Consultative Report: Harmonisation of the Unique Transaction Identifier, issued by the Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions (PDF)
Sep. 14, 2015 Comment on Listing Standards for Recovery of Erroneously Awarded Compensation issued by the Securities and Exchange ommittee (PDF)
Sep. 14, 2015 Comments on “Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements; Proposed Rule” issued by the Commodity Futures Trading Commission (PDF)
Sep. 11, 2015 Comments on the Consultative Document: Interest Rate Risk in the Banking Book issued by the Basel Committee on Banking Supervision(PDF)
Aug. 28, 2015 “Promoting the JBA Tokyo Inter Bank Offered Rate (“JBA TIBOR”) Reforms”(2nd Consultative Document) Published by JBA TIBOR Administration
Jul. 31, 2015 Comments on Consultation Paper: Draft Regulations for Mandatory Clearing of Derivatives Contracts issued by the Monetary Authority of Singapore (PDF)
Jul. 13, 2015 Comments on “Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent” issued by the Securities and Exchange Commission (PDF)

Page Top