Oct. 17, 2018 Comments on Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds(PDF)
Sep. 28, 2018 Comments on Consultation on Term SONIA Reference Rates issued by the Working Group on Sterling Risk-Free Reference Rates(PDF)
Sep. 27, 2018 Comments on Consultative Report “Governance arrangements for critical OTC derivatives data elements (other than UTI and UPI)” (PDF)
Sep. 14, 2018 Comments on the Proposed Instrument Derivatives: Business Conduct issued by the Canadian Securities Administrators (PDF)
Sep. 14, 2018 Comments on the Proposed Instrument Derivatives: Registration issued by the Canadian Securities Administrators (PDF)
Aug. 22, 2018 Comments on the Consultative Document: Evaluation of the effects of financial regulatory reforms on infrastructure finance issued by the Financial Stability Board(PDF)
Aug. 17, 2018 Comments on the document: Monitoring the Technical Implementation of the FSB Total Loss-absorbing Capacity (TLAC) Standard - Call for public feedback, issued by the Financial Stability Board (PDF)
Aug. 17, 2018 Comments on the Consultation Paper on the OTC derivatives regime for Hong Kong, - Proposed margin requirements for non-centrally clared OTC derivative transactions, issued by the Securities and Futures Commission of Honk Kong (PDF)
Aug. 13, 2018 Comments on De Minimis Exception to the Swap Dealer Definition,issued by the Commodity Futures Trading Commission - RIN 3038–AE68(PDF)
Jul. 06, 2018 Comments on the consultative document,Recommendations for consistent national reporting of data on the use of compensation tools to address misconduct risk, issued by the Financial Stability Board(PDF)
Jun. 20, 2018 Comments on the consultative document: Revisions to the minimum capital requirements for market risk, issued by the Basel Committee on Banking Supervision(PDF)
Jun. 01, 2018 Please be aware of BEC (Business E-mail Compromise) or fraudulent e-mails posing as trusted sources instructing foreign remittance (foreign remittance fraud) (PDF)
May. 28, 2018 Comments on the second consultation document, “Governance arrangements for the unique product identifier (UPI)”, issued by the Financial Stability Board(PDF)
May. 25, 2018 Comments on the consultative document: Pillar 3 disclosure requirements – updated framework, issued by the Basel Committee on Banking Supervision(PDF)
Apr. 26, 2018 Comments on the joint consultation paper on enhancements to the OTC derivatives regime for Hong Kong issued by the Hong Kong Monetary Authority and Securities and Futures Commission (PDF)
Apr. 13, 2018 Joint letter with China Banking Association on Intermediate Parent Undertaking (IPU)(PDF)
Apr. 01, 2018 Chairman’s Inaugural Address
Mar. 23, 2018 Comments on the Consultation Paper:Draft Regulations for Mandatory Trading of Derivatives Contracts issued by the Monetary Authority of Singapore (PDF)
Mar. 15, 2018 Japanese Bankers Association’s framework and key initiatives for achieving the UN Sustainable Development Goals
Mar. 09, 2018 Comments on the discussion paper: The regulatory treatment of sovereign exposures issued by the Basel Committee of Banking Supervision (PDF)

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